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Software build · Compliance

Denied-party screening service

A trading company built an in-flow screening service that checks every counterparty against watchlists as orders are created.

Screening serviceAPI integrationReview workflowAudit log
Screening
In flow
real time
Coverage
Every party
at creation
Re-screen
Scheduled
on list change
Record
Complete
per match

Illustrative scenario · example figures

The challenge

Screening ran as a separate manual step on a periodic list, so new counterparties could transact before they were ever checked.

What we built

We built a screening service wired into the order and party flow that checks every counterparty against watchlists in real time, records the result, and routes matches for review.

  • Real-time screening of every counterparty as records are created.
  • Match review and disposition with a complete record.
  • Scheduled re-screening as watchlists change.

Outcomes

  • No counterparty transacts before it is screened.
  • Match handling is recorded and auditable.
  • Re-screening catches a party newly added to a list.

Where the data came from

Denied-party and sanctions listsERP party masterOrder systemAudit store

Data is drawn from the systems the operation already runs on and delivered in the client’s own tenant.

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