Denied-party screening service
A trading company built an in-flow screening service that checks every counterparty against watchlists as orders are created.
- Screening
- In flow
- real time
- Coverage
- Every party
- at creation
- Re-screen
- Scheduled
- on list change
- Record
- Complete
- per match
Illustrative scenario · example figures
The challenge
Screening ran as a separate manual step on a periodic list, so new counterparties could transact before they were ever checked.
What we built
We built a screening service wired into the order and party flow that checks every counterparty against watchlists in real time, records the result, and routes matches for review.
- Real-time screening of every counterparty as records are created.
- Match review and disposition with a complete record.
- Scheduled re-screening as watchlists change.
Outcomes
- No counterparty transacts before it is screened.
- Match handling is recorded and auditable.
- Re-screening catches a party newly added to a list.
Where the data came from
Data is drawn from the systems the operation already runs on and delivered in the client’s own tenant.
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